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Thomas Scott Staerker

Saxon Financial Group
8 Years of Experience
1 Disclosure
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net WorthBusiness Owners
Saxon Financial Group
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
570 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$616.5M

Fee Structure

Minimum Investment:$250K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.35%
$500K - $1.0M1.25%
$1M+1.00%

Fees may be negotiable at the sole discretion of the Advisor.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

1177 West Loop S, Suite 1825, Houston, TX, 77027

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
November 2016
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Thomas is a managing partner of Staerker Brothers LLC since January 2022. He dedicates a few hours per week to this activity.

Employment History
Current Registrations
Saxon Financial Group
September 2024 - Present · 1 yr 5 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
August 2017 - September 2024 · 7 yrs 1 mo
Raymond James Financial Services, INC.Broker
June 2017 - September 2024 · 7 yrs 3 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.