Diego Martinez is a registered investment advisor at Morgan Stanley, based in Tempe, AZ, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
58 South River Drive, Tempe, AZ, 85281
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Regulatory History (2)
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Financial
January 2017Final
Financial
January 2017Final
Other Business Activities
Diego is the trustee of the Diego Family Trust since 2021, requiring minimal time. He also acts as an agent for his spouse, dedicating minimal time to this activity.
Employment History
Current Registrations
Morgan Stanley
July 2022 - Present · 4 yrs 2 mos
Morgan StanleyBroker
May 2022 - Present · 4 yrs 4 mos
Previous Registrations
Vanguard Marketing CorporationBroker
June 2017 - May 2022 · 4 yrs 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.