NH
NH

Neal Hickey

8 Years of Experience
Visalia, CA
Broker

Neal Hickey is a registered investment advisor at Raymond James & Associates, INC., based in Visalia, CA, with 8 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

1009 North Demaree Street, Visalia, CA, 93291

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Neal owns rental real estate with his wife and rents it out. He spends minimal time on this activity.

Employment History
Current Registrations
Raymond James & Associates, INC.
January 2022 - Present · 4 yrs 6 mos
Raymond James & Associates, INC.Broker
January 2022 - Present · 4 yrs 6 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
November 2017 - February 2022 · 4 yrs 3 mos
Stifel, Nicolaus & Company, IncorporatedBroker
October 2017 - February 2022 · 4 yrs 4 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Neal Hickey - Financial Advisor | TrueAdvisor