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Erik Sutcliffe

8 Years of Experience
Bloomington, MN
BrokerSells Insurance

Erik Sutcliffe is a registered investment advisor, based in Bloomington, MN, with 8 years of industry experience.

Location

3601 Minnesota Dr., Ste. 860, Bloomington, MN, 55435

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Erik is an insurance producer with Alpha Financial Services since 2017, dedicating minimal time to this role. He also owns Tax Preparation Associates, spending about 10-20% of his time on tax preparation.

Employment History
Current Registrations
Cambridge Investment Research, INC.
February 2022 - Present · 4 yrs 3 mos
Cambridge Investment Research Advisors, INC.
February 2022 - Present · 4 yrs 3 mos
Cambridge Investment Research, INC.Broker
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
Securities America Advisors, INC.
January 2018 - February 2022 · 4 yrs 1 mo
Securities America, INC.Broker
August 2017 - February 2022 · 4 yrs 6 mos
State Registrations6 states
AZCAFLMNSDVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Erik Sutcliffe - Financial Advisor | TrueAdvisor