AL
CFP · ChFC
AL
CFP · ChFC

Alexander Liss

8 Years of Experience
Westminster, CO
Broker

Alexander Liss is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Westminster, CO, with 8 years of industry experience. Alexander operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

8471 Turnpike Dr Ste 115, Westminster, CO, 80031

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alexander is the Chief Administrative Officer of FS Advisors Wealth Management, spending nearly full-time there. He also owns Alexander Liss Wealth Management LLC, Dialed-In Planning, and is a part owner of FS Advisors Wealth Management, LLC, dedicating a few hours per week to each.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
July 2018 - Present · 7 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLC
July 2018 - June 2023 · 4 yrs 11 mos
Securities America Advisors, INC.
December 2017 - April 2018 · 4 mos
Securities America, INC.Broker
August 2017 - April 2018 · 8 mos
State Registrations3 states
CACONE
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Alexander Liss - Financial Advisor | TrueAdvisor