NH
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Nicklaus Higgins

7 Years of Experience
Omaha, NE
BrokerSells Insurance

Nicklaus Higgins is a registered investment advisor at Cetera Investment Advisers LLC, based in Omaha, NE, with 7 years of industry experience. Nicklaus operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

12801 Pierce St, Ste 300, Omaha, NE, 68144

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nicklaus works as an agent/broker for Co-op Insurance and R.F. Brokerage, selling fixed insurance. He dedicates minimal time to these activities.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 11 mos
Previous Registrations
Securian Financial Services, INC.
May 2018 - August 2023 · 5 yrs 3 mos
Securian Financial Services, INC.Broker
April 2018 - August 2023 · 5 yrs 4 mos
State Registrations6 states
COIAMINETXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicklaus Higgins - Financial Advisor | TrueAdvisor