Michael Walsh is a registered investment advisor, based in New York, NY, with 5 years of industry experience.
Location
300 Madison Ave., 29th Floor, New York, NY, 10017
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Hightower Securities, LLCBroker
February 2025 - Present · 1 yr 3 mos
Hightower Advisors, LLC
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
J.P. Morgan Securities LLCBroker
September 2023 - March 2024 · 6 mos
J.P. Morgan Private Wealth Advisors LLC
June 2021 - April 2024 · 2 yrs 10 mos
First Republic Securities Company, LLCBroker
June 2021 - September 2023 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2021 - June 2021 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2021 - June 2021 · 3 mos
State Registrations4 states
FLNCNJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.