Thomas Simmons
Thomas Simmons is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Greenville, SC, with 8 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
502 Green Ave., Greenville, SC, 29601
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is an associate at Muncaster Financial Group, a partner at KKS Partners LLC (real estate investment), Mills Thomas LLC (real estate), and Stone Pack LLC (real estate), and the owner of Thomas N Simmons LLC (tax services). He is also an advisory representative of an RIA (CIRA) full-time, an endowment trustee for Meals on Wheels, a board member for Greenville Police Foundation, and an independent insurance agent for various companies, dedicating a few hours per week to each of these activities.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.