Kathryn Holland is a CFP-designated registered investment advisor at LPL Financial LLC, based in Foster City, CA, with 9 years of industry experience. Kathryn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
303 Vintage Park Dr Ste 120, Foster City, CA, 94404
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kathryn works at Dry Ice Hockey Arena in various roles, dedicating about 10-20% of her time. She also operates her LPL business under Pacific Wealth Management Group full-time, runs an Etsy store about a quarter of her time, and works as a CDFA for non-financial management activities about half her time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Edward JonesBroker
Edward Jones
International Research Securities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Esfandiar ZartoshtyLPL Financial LLC
- Kevin LonerganLPL Financial LLC
- Christina Munguia, CFPTeam Hewins, LLC
- Samantha Lee, CFAIeq Capital, LLC
- Nony Lukitolim, ChFCState Farm Investment Management CORP.
- Charles Wood, CFPTeam Hewins, LLC