Braden James is a registered investment advisor at Emerging Oaks Capital LLC, based in Austin, TX, with 8 years of industry experience. Braden operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 7 clients with $1.3M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are negotiated directly with clients before commencing the advisory relationship. Minimum AUM fee is 0.7%.
Fee Estimator
Location
Austin, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Braden is an advisory board member for MiRealm Inc. and Trex Acquisition Corp., spending minimal time on each. He is also a managing member of Real Capital LLC (dedicating about a quarter of his time) and the President of ESGlobal Inc. (dedicating a few hours per week).
Employment History
Current Registrations
Emerging Oaks Capital LLC
Previous Registrations
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.