Charles Norfleet
Charles Norfleet is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Boston, MA, with 8 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Boston, MA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles provides fixed insurance services, including life, health, disability, annuities, and long-term care, dedicating a few hours per week. He also owns rental properties and Norfleet Advisory, which is used for the sale and service of securities, insurance, and advisory services, taking about a quarter of his time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Purshe Kaplan Sterling InvestmentsBroker
Mcadam LLC
Mcadam LLC
Purshe Kaplan Sterling InvestmentsBroker
State Registrations12 states
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