Rama Appalla
Rama Appalla is a registered investment advisor at Transamerica Financial Advisors, LLC, based in Elk Grove, CA, with 8 years of industry experience. Rama operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 42,440 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Transamerica Financial Advisors (TFA) offers several investment management programs, including:
- Third-Party Money Management Programs: TFA Advisors can connect you with third-party money managers (TPMMs) who manage model portfolios. Fees are specific to the TPMM you select.
- Transamerica® ONE Wealth Management Platform: This is a wrap fee program with a single fee for services. The total annual program fee does not exceed 2.0%.
- Transamerica® ALPHA Digital Investment Program: This program uses Betterment's platform. The total annual advisory fee ranges from 0.65% to 0.95%.
- TFA365 Advisory Program: This is a wrap fee program. The total annual program fee does not exceed 2.75%. A minimum annual account fee applies to accounts that fall below the program account minimum. For the Strategist Program and the Unified Managed Account Program, the minimum annual account fee is $35 (account minimum: $25,000). For the Separately Managed Account Program, the minimum annual account fee is $150 (account minimum: $100,000).
Location
9355 East Stockton Blvd., Ste 160, Elk Grove, CA, 95624
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Rama sells insurance and non-insurance products for Transamerica Financial Advisors-affiliated companies, dedicates minimal time to estate planning services through LSPN PRO, LLC, and is the secretary for the Kiwanis Club of Mountain House, spending a few hours per week on club duties. Rama also works as a college consultant for the Heartland Institute of Financial Education, a software engineer for DELL EMC, and a consultant for Legacy Shield, selling estate planning packages, all while dedicating minimal time to each.
Employment History
Current Registrations
Transamerica Financial Advisors, LLC
Transamerica Financial Advisors, LLCBroker
State Registrations9 states
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