MD
MD

Marlond Day

9 Years of Experience
Minneapolis, MN
3 DisclosuresBroker

Marlond Day is a registered investment advisor at Ameriprise Financial Services, LLC, based in Minneapolis, MN, with 9 years of industry experience. Marlond is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

901 3rd Ave S, Minneapolis, MN, 55402-3367

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
September 2010
Final Disposition
Criminal
November 1996
Final Disposition
Criminal
September 1996
Final Disposition
Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2022 - Present · 4 yrs 7 mos
Ameriprise Financial Services, LLC
February 2022 - Present · 4 yrs 8 mos
Ameriprise Financial Services, LLCBroker
February 2022 - Present · 4 yrs 8 mos
Previous Registrations
Riversource Distributors, INC.Broker
June 2019 - February 2022 · 2 yrs 8 mos
Ameriprise Financial Services, INC.
October 2017 - June 2019 · 1 yr 8 mos
Ameriprise Financial Services, INC.Broker
September 2017 - June 2019 · 1 yr 9 mos
State Registrations7 states
ARMAMNMTOKUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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