MD
MD

Marlond Day

8 Years of Experience
Minneapolis, MN
3 DisclosuresBroker

Marlond Day is a registered investment advisor at Ameriprise Financial Services, LLC, based in Minneapolis, MN, with 8 years of industry experience. Marlond operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

901 3rd Ave S, Minneapolis, MN, 55402-3367

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History

Regulatory History (3)
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Criminal
September 2010
Final Disposition
Criminal
November 1996
Final Disposition
Criminal
September 1996
Final Disposition
Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2022 - Present · 4 yrs 2 mos
Ameriprise Financial Services, LLC
February 2022 - Present · 4 yrs 3 mos
Ameriprise Financial Services, LLCBroker
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
Riversource Distributors, INC.Broker
June 2019 - February 2022 · 2 yrs 8 mos
Ameriprise Financial Services, INC.
October 2017 - June 2019 · 1 yr 8 mos
Ameriprise Financial Services, INC.Broker
September 2017 - June 2019 · 1 yr 9 mos
State Registrations5 states
ARMAMNMTUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.