Amy Fosbenner is a registered investment advisor at Dai Wealth, LLC, based in Mount Sinai, NY, with 8 years of industry experience. Amy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 1,537 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The total annual account fee may not exceed 2.50% of the portfolio value. Fees are negotiable based on overall assets, account size, and services provided.
Fee Estimator
Location
Mount Sinai, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Amy is the President/Founder of Fosbenner Financial, LLC, a DBA for securities activities, dedicating full-time hours during trading. She also owns A. J. Leeds, Inc. for tax purposes, spends minimal time as an Investment Advisor Representative at DAI Wealth LLC, owns FOS PRES LLC for passive investments, and owns/manages real estate through Westcliff One, LLC.
Employment History
Current Registrations
Dai Securities, LLCBroker
Dai Wealth, LLC
Dai Securities, LLC
Previous Registrations
Concorde Asset Management, LLC
Concorde Investment Services, LLCBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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