Wendy Miller
Wendy Miller is a registered investment advisor at Cetera Investment Advisers LLC, based in Midlothian, VA, with 7 years of industry experience. Wendy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
130 Wylderose Dr, Midlothian, VA, 23113
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Wendy works as an agent/broker selling fixed insurance since 2020. This investment-related activity takes a few hours per week.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Securities America, INC.Broker
AXA Advisors, LLCBroker
AXA Advisors, LLCBroker
State Registrations9 states
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