CS
CS

Christopher Simmons

8 Years of Experience
New York, NY
Broker

Christopher Simmons is a registered investment advisor at Park Avenue Securities LLC, based in New York, NY, with 8 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1877 advisors
Number of Clients
71,074 clients
Average Client Portfolio
$211K average
Assets Under Management
$15.0B

Fee Structure

Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.

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Location

10 Hudson Yards, New York, NY, 10001

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Park Avenue Securities LLC
August 2023 - Present · 2 yrs 9 mos
Park Avenue Securities LLC
August 2023 - Present · 2 yrs 9 mos
Park Avenue Securities LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Ameriprise Financial Services, LLC
October 2019 - April 2023 · 3 yrs 6 mos
Ameriprise Financial Services, LLCBroker
May 2019 - April 2023 · 3 yrs 11 mos
AXA Advisors, LLCBroker
August 2017 - February 2019 · 1 yr 6 mos
State Registrations2 states
NYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.