Sarah Johnson is a registered investment advisor, based in Chicago, IL, with 8 years of industry experience.
Location
333 West Wacker Drive, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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Sarah works as a waitress at Sushi House Restaurant, answering phones and preparing carryout and delivery orders. This takes about 10-20% of Sarah's time and will not conflict with her responsibilities at Nuveen.
Employment History
Current Registrations
Nuveen Securities, LLCBroker
July 2018 - Present · 7 yrs 10 mos
Nuveen Asset Management, LLC
July 2018 - Present · 7 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2018 - July 2018 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2018 - July 2018 · 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.