AS
AS

Andrew Spears

8 Years of Experience
Carmel, IN
Broker

Andrew Spears is a registered investment advisor at Raymond James & Associates, INC., based in Carmel, IN, with 8 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

11611 N Meridian St, Ste 600, Carmel, IN, 46032-7118

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Andrew is the owner/proprietor of Kendra's Camera Photography since 2023, assisting with the administrative side of the business. He dedicates minimal time to this activity.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
May 2018 - Present · 8 yrs
Raymond James & Associates, INC.
May 2018 - Present · 8 yrs
Previous Registrations
LPL Financial LLC
April 2018 - May 2018 · 1 mo
LPL Financial LLCBroker
February 2018 - May 2018 · 3 mos
State Registrations19 states
AZCACOCTFLGAILINKYMNMONCNJNVNYOHSCTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.