Romain Ducasse is a registered investment advisor at Schwartz & CO., based in Bloomfield Hills, MI, with 8 years of industry experience. Romain is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 1,737 clients with $10B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Maximum annual fee is 1.50%. Fees are negotiable and may vary on a client-by-client basis.
Fee Estimator
Location
3707 W Maple Rd, Ste 201, Bloomfield Hills, MI, 48301-3204
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Romain owns real estate in Royal Oak, Michigan, and spends minimal time on property management. He also works for Real Detroit Events, dedicating a few hours per week to labor/service.
Employment History
Current Registrations
Gregory J. Schwartz & CO., INC.Broker
Schwartz & CO.
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Morgan Stanley
Morgan StanleyBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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