Michael Halloran
Michael Halloran is a registered investment advisor at Cetera Investment Advisers LLC, based in Sturbridge, MA, with 6 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
198 Charlton Rd, Suite 9, Sturbridge, MA, 01566
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Michael operates Joyful Wealth Planning, a financial services business, as a DBA. He dedicates about a quarter of his time to this activity, including a significant portion during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Mercer Global Advisors INC.
John Hancock Advisers, LLC
Manulife Asset Management (US) LLC
John Hancock Investment Management Distributors LLCBroker
State Registrations35 states
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