Liwen Li is a CFA-designated registered investment advisor, based in Queens Village, NY, with 3 years of industry experience.
Location
Queens Village, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Citi Private Alternatives, LLCBroker
June 2025 - Present · 1 yr 1 mo
Citi Private Alternatives, LLC
June 2025 - Present · 1 yr 1 mo
Citigroup Global Markets INC.
April 2022 - Present · 4 yrs 3 mos
Citigroup Global Markets INC.Broker
April 2022 - Present · 4 yrs 3 mos
Citigroup Global Markets INC.
April 2022 - Present · 4 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.