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Christopher Garner

7 Years of Experience
Redwood, CA
1 DisclosureBroker

Christopher Garner is a registered investment advisor at RBC Capital Markets, LLC, based in Redwood, CA, with 7 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

Redwood, CA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2019
Settled
Employment History
Current Registrations
RBC Capital Markets, LLC
January 2026 - Present · 6 mos
RBC Capital Markets, LLC
January 2026 - Present · 6 mos
RBC Capital Markets, LLCBroker
January 2026 - Present · 6 mos
Previous Registrations
Raymond James & Associates, INC.
October 2022 - December 2025 · 3 yrs 2 mos
Raymond James & Associates, INC.Broker
October 2022 - December 2025 · 3 yrs 2 mos
First Republic Investment Management, INC.
November 2020 - January 2022 · 1 yr 2 mos
First Republic Securities Company, LLCBroker
November 2020 - January 2022 · 1 yr 2 mos
Morgan Stanley
October 2017 - May 2020 · 2 yrs 7 mos
Morgan StanleyBroker
September 2017 - May 2020 · 2 yrs 8 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Garner - Financial Advisor | TrueAdvisor