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Steven King

8 Years of Experience
Laguna Niguel, CA
Broker

Steven King is a registered investment advisor, based in Laguna Niguel, CA, with 8 years of industry experience.

Location

28202 Cabot Rd, Suite 300, Laguna Niguel, CA, 92677

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Steven is the president/owner of SMK Enterprises, an e-commerce business, spending about 10-20% of his time on product research while his wife handles most activities. He also owns King Wealth Management LLC, focusing on financial advising and planning, dedicating full-time hours to this investment-related activity.

Employment History
Current Registrations
Tcfg Wealth Management, LLC
May 2024 - Present · 2 yrs
Tcfg Investment Advisors, LLC
May 2024 - Present · 2 yrs
Tcfg Wealth Management, LLCBroker
May 2024 - Present · 2 yrs
Previous Registrations
Edward Jones
September 2021 - April 2024 · 2 yrs 7 mos
Edward JonesBroker
September 2021 - April 2024 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2018 - September 2021 · 3 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2017 - September 2021 · 3 yrs 11 mos
State Registrations2 states
CATX
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Steven King - Financial Advisor | TrueAdvisor