SK
SK

Steven Andrew King

8 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
29 advisors
Number of Clients
2,344 clients
Average Client Portfolio
$245K average
Assets Under Management
$575.1M

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K - $1.0M1.50%
$1M+1.00%

Fees are negotiable on a client-by-client basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

28202 Cabot Rd, Suite 300, Laguna Niguel, CA, 92677

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Steven is the president/owner of SMK Enterprises, an e-commerce business, spending about 10-20% of his time on product research while his wife handles most activities. He also owns King Wealth Management LLC, focusing on financial advising and planning, dedicating full-time hours to this investment-related activity.

Employment History
Current Registrations
Tcfg Wealth Management, LLC
May 2024 - Present · 1 yr 9 mos
Tcfg Investment Advisors, LLC
May 2024 - Present · 1 yr 9 mos
Tcfg Wealth Management, LLCBroker
May 2024 - Present · 1 yr 9 mos
Previous Registrations
Edward Jones
September 2021 - April 2024 · 2 yrs 7 mos
Edward JonesBroker
September 2021 - April 2024 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2018 - September 2021 · 3 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2017 - September 2021 · 3 yrs 11 mos
State Registrations2 states
CATX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.