YW
CFA
YW
CFA

Yazhong Wang

7 Years of Experience
New York, NY
Broker

Yazhong Wang is a CFA-designated registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 7 years of industry experience. Yazhong operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location

1290 Avenue of the Americas, New York, NY, 10104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Yazhong is a partner with 75% ownership in Oswego Sustainable Capital Group LLC, an investment-related partnership using personal funds. This takes minimal time.

Employment History
Current Registrations
Neuberger Berman Bd LLC
February 2019 - Present · 7 yrs 3 mos
Neuberger Berman Bd LLC
June 2018 - Present · 7 yrs 11 mos
Neuberger Berman Bd LLCBroker
June 2018 - Present · 7 yrs 11 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Yazhong Wang - Financial Advisor | TrueAdvisor