Douglas Shaffer is a registered investment advisor, based in Toledo, OH, with 8 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold.
Location
4213 North Holland Sylvania Rd, Toledo, OH, 43623
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Douglas is an agent for AGIA, selling non-securities insurance products, dedicating a few hours per week. He also anticipates starting two investment-related activities in June 2024 with Retire 1 and Highland Capital, each taking a few hours per week.
Employment History
Current Registrations
Stirlingshire Investments
Stirlingshire InvestmentsBroker
Stirlingshire Investments
Previous Registrations
VALIC Financial Advisors, INC.Broker
VALIC Financial Advisors, INC.
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Ameriprise Financial Services, LLC.
Ameriprise Financial Services, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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