Mark Maitland
Mark Maitland is a registered investment advisor at Rothwell Investment Advisors, based in Salem, MA, with 6 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 697 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Annual fee ranges from 0.50% to 1.00% of assets under management. All advisory fees are negotiable.
Fee Estimator
Location
11A Derby Square, Salem, MA, 01970
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is involved in several business activities, including W2 employment with Project Adventure, serving as a non-profit board member for Mettafore, providing administrative support to Flagship Harbor Advisors, operating under Maitland Financial Group as a DBA for his LPL business, and working as a non-variable insurance producer for Pinnacle. He dedicates minimal time to his insurance producer role, full-time to Maitland Financial Group, and a few hours per week to Flagship Harbor Advisors.
Employment History
Current Registrations
Rothwell Investment Advisors
LPL Financial LLCBroker
Previous Registrations
Flagship Harbor Advisors, LLC
State Registrations16 states
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