Steven Richard is a registered investment advisor, based in Mandan, ND, with 8 years of industry experience.
Location
4431 Memorial Hwy, Mandan, ND, 58554
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven sells fixed insurance products as an agent/broker, dedicating a few hours per week. He also owns an accounting/CPA business and serves on the advisory board for Easter Seals Goodwill ND, Inc., spending minimal time on the latter.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations16 states
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