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David Smith

8 Years of Experience
Selma, AL
Broker

David Smith is a registered investment advisor at Cetera Investment Advisers LLC, based in Selma, AL, with 8 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

418 Lauderadle Street, Selma, AL, 36701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

David is a board member for the North Dallas County Water Authority and a board of trustee member for Crosspoint Christian Church, where he directs and governs the operation and finances of the church. He spends minimal time on these activities.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2018 - Present · 8 yrs 2 mos
Cetera Investment Services LLCBroker
December 2017 - Present · 8 yrs 5 mos
State Registrations1 state
AL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Smith - Financial Advisor | TrueAdvisor