Kevan Stapleton is a registered investment advisor, based in Springfield, IL, with 8 years of industry experience.
Location
227 South Seventh Street, Springfield, IL, 62701
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kevan is involved in several outside business activities, including referring financial advisor for ESP Wealth Management, LLC, LLC member for Old Capitol Blues & BBQ, LLC, partner at Eck, Schafer & Punke, LLP (accounting firm), financial advisor for Avantax Insurance Agency and/or Avantax Insurance Services, and LLC member for ESP Properties II LLC. Kevan dedicates nearly full-time hours to the accounting & tax firm.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations5 states
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