James Wheeler is a registered investment advisor at Sovereign Capital LLC, based in Fayetteville, AR, with 8 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3 clients with $2.7M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
Annual portfolio management fee varies between 0.65% to 1.25% depending upon the market value of your assets under our management, the type and complexity of the asset management services provided, as well as the level of administration requested either directly or assumed by the client. Fee is negotiable.
Fee Estimator
Location
Fayetteville, AR
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is the owner/operator of Adventure Lawn Care LLC, a lawn service business, since 2017. He spends about 10-20% of his time managing all aspects of the business.
Employment History
Current Registrations
Sovereign Capital LLC
Previous Registrations
Arvest Wealth Management
Arvest Wealth ManagementBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.