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James Nolan

8 Years of Experience
New York, NY
Broker

James Nolan is a registered investment advisor, based in New York, NY, with 8 years of industry experience.

Location

Citi Private Bank, 153 East 53rd St., 24th, 25th Fls, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James officiates high school basketball for CHSAA since 2019. He spends minimal time on this activity.

Employment History
Current Registrations
Citi Private Alternatives, LLC
May 2020 - Present · 6 yrs
Citi Private Alternatives, LLCBroker
May 2020 - Present · 6 yrs
Citigroup Global Markets INC.
February 2018 - Present · 8 yrs 3 mos
Citigroup Global Markets INC.
November 2017 - Present · 8 yrs 6 mos
Citigroup Global Markets INC.Broker
November 2017 - Present · 8 yrs 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
James Nolan - Financial Advisor | TrueAdvisor