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Stephen Horrell

7 Years of Experience
Scottsdale, AZ
Broker

Stephen Horrell is a registered investment advisor at Wells Fargo Advisors, based in Scottsdale, AZ, with 7 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

14624 N Scottsdale Rd, Ste 100, Scottsdale, AZ, 85254

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Stephen receives trail commissions from MassMutual Arizona, an investment-related activity. He dedicates minimal time to this activity.

Employment History
Current Registrations
Wells Fargo Advisors
April 2023 - Present · 3 yrs 1 mo
Wells Fargo Advisors Financial Network, LLCBroker
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
MML Investors Services, LLC
November 2018 - December 2022 · 4 yrs 1 mo
MML Investors Services, LLCBroker
June 2018 - December 2022 · 4 yrs 6 mos
State Registrations1 state
AZ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.