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Miles Matheson

Mesirow Financial Investment Management, INC.
8 Years of Experience
Littleton, CO
1 DisclosureBroker
View SEC Summary
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Miles Matheson is a registered investment advisor at Mesirow Financial Investment Management, INC., based in Littleton, CO, with 8 years of industry experience. Miles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 90,291 clients with $50B in assets under management.

Mesirow Financial Investment Management, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
92 advisors
Number of Clients
90,291 clients
Average Client Portfolio
$559K average
Assets Under Management
$50.4B

Fee Structure

Investment management only (planning not offered)
Minimum Annual Fee:$17,500
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $5.0M0.75%
$5.0M - $15.0M0.60%
$15M+0.50%

Front Barnett generally requires a minimum annual fee of $17,500. Fees are negotiable in the firm's discretion.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Littleton, CO

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History

Regulatory History (1)
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Criminal
September 2009
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Mesirow Financial Investment Management, INC.
June 2019 - Present · 7 yrs 4 mos
Mesirow Financial, INC.Broker
August 2018 - Present · 8 yrs 2 mos
Mesirow Financial, INC.
August 2018 - Present · 8 yrs 2 mos
State Registrations2 states
COIL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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