SG
SG

Samuel Gotham

8 Years of Experience
Sioux Falls, SD
Broker

Samuel Gotham is a registered investment advisor at Morgan Stanley, based in Sioux Falls, SD, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

300 Cherapa Place, Suite 503, Sioux Falls, SD, 57103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Samuel is a partner at Falls Angel Fund III, LLC, an investment-related business, since March 2022. He spends minimal time on this activity outside of business hours, focusing on investment decisions and advice.

Employment History
Current Registrations
Morgan Stanley
December 2017 - Present · 8 yrs 7 mos
Morgan StanleyBroker
September 2017 - Present · 8 yrs 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.