Seth Schafer is a registered investment advisor, based in Thornton, CO, with 7 years of industry experience.
Location
Thornton, CO
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Seth is the owner of Danny Schafer Farm LLC, which cash rents farmland. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
Sanctuary Securities, INC.
July 2024 - Present · 1 yr 10 mos
Sanctuary Advisors, LLC
July 2024 - Present · 1 yr 10 mos
Sanctuary Securities, INC.Broker
July 2024 - Present · 1 yr 10 mos
Previous Registrations
U.S. Bancorp Investments, INC.
May 2023 - July 2024 · 1 yr 2 mos
U.S. Bancorp Investments, INC.Broker
May 2023 - July 2024 · 1 yr 2 mos
U.S. Bancorp Investments, INC.
November 2019 - March 2022 · 2 yrs 4 mos
U.S. Bancorp Investments, INC.Broker
September 2017 - March 2022 · 4 yrs 6 mos
State Registrations51 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.