RD
ChFC
RD
ChFC

Richard Dipasquale

53 Years of Experience
Smithfield, VA
1 DisclosureBrokerSells Insurance

Richard Dipasquale is a ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Smithfield, VA, with 53 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

Smithfield, VA

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2004
Closed-No Action
Other Business ActivitiesSells Insurance

Richard is an outside insurance agent, selling life and health insurance products since 2001. He dedicates minimal time to this activity.

Employment History
Current Registrations
MML Investors Services, LLC
September 2011 - Present · 15 yrs 1 mo
MML Investors Services, LLCBroker
November 1994 - Present · 31 yrs 11 mos
Previous Registrations
Whipple & Associates, INC.
April 1995 - December 2002 · 7 yrs 8 mos
Metlife Securities INC.Broker
February 1992 - October 1994 · 2 yrs 8 mos
Metropolitan Life Insurance CompanyBroker
February 1992 - October 1994 · 2 yrs 8 mos
Valley National Investments, INC.Broker
January 1989 - January 1992 · 3 yrs
Mutual Benefit Financial Service CompanyBroker
August 1972 - December 1988 · 16 yrs 4 mos
State Registrations25 states
AZCACOCTDCDEFLGAILINKYMAMDMSNCNJNMNYOHPASCTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.