Tracy Galloway is a registered investment advisor at Holmes Investment Management, INC., based in Wrentham, MA, with 8 years of industry experience. Tracy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 132 clients with $59M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
The annual advisory fee will never exceed 1.00% of assets under management and includes Financial Planning services at no additional charge. Fees are negotiable based upon certain criteria (i.e. anticipated future earning capacity, anticipated future additional assets, dollar amount of assets to be managed, related accounts, account composition, negotiations with client, etc.). Discounts, not generally available to our advisory clients, may be offered to family members and friends.
Fee Estimator
Location
P.O. Box 550, Wrentham, MA, 02093
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Tracy is the owner and attorney at Galloway Law & Consulting, practicing domestic relations law full-time since 2013. Tracy also serves as a fiduciary for the Department of Veterans Affairs, acting as a representative payee for individual veterans.
Employment History
Current Registrations
Holmes Investment Management, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.