Michael Conway is a CFP-designated registered investment advisor, based in Scottsdale, AZ, with 8 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Scottsdale, AZ
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Financial Services, INC.Broker
July 2023 - Present · 3 yrs 3 mos
Empower Financial Services, INC.
July 2023 - Present · 3 yrs 3 mos
Empower Advisory Group, LLC
April 2023 - Present · 3 yrs 6 mos
Previous Registrations
Personal Capital Advisors Corporation
November 2021 - April 2023 · 1 yr 5 mos
Vanguard Advisers, INC.
February 2020 - September 2021 · 1 yr 7 mos
Vanguard Marketing CorporationBroker
September 2017 - September 2021 · 4 yrs
State Registrations46 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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