Thomas Brazier
Thomas Brazier is a registered investment advisor at LPL Financial LLC, based in Montpelier, VT, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Montpelier, VT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas leases crop land and logging at Brazier Farm, owns real estate rentals, and is a business owner at Windyvale Farm Trucking and Windyvale Farm. He also operates Windyvale Retirement Solutions as a DBA for his LPL business and sells non-variable insurance through Thomas Brazier NVI, dedicating full-time hours to each.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Lincoln Investment
Capital Analysts
Lincoln InvestmentBroker
Bankers Life Advisory Services, INC.
Bankers Life Securities, INC.Broker
State Registrations8 states
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