Allison Mendoza is a registered investment advisor at LPL Financial LLC, based in La Crosse, WI, with 7 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
444 Main St., Suite #207, La Crosse, WI, 54601
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Allison operates Sociably Responsible Retirement Strategies and Emerald Financial, both DBAs for her LPL business, dedicating full-time hours during securities trading to the former and about a quarter of her time to the latter. She also owns and operates Mill Creek Bottoms, an agricultural business, spending a few hours per week on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
State Registrations19 states
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