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Caroline Griffin

8 Years of Experience
Princeton, NJ
Broker

Caroline Griffin is a registered investment advisor at Blackrock Investment Management, LLC, based in Princeton, NJ, with 8 years of industry experience. Caroline operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 11,238 clients with $510B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
677 advisors
IM Fee
Planning only
Assets Under Management
$508.2B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1 University Square Drive, Princeton, NJ, 08540

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Caroline is a member of the Tyler Clementi Foundation, a bullying prevention organization, since 2019. She helps organize fundraising events and encourage people to take the Upstander Pledge against bullying, dedicating minimal time to this activity.

Employment History
Current Registrations
Blackrock Investment Management, LLC
December 2017 - Present · 8 yrs 5 mos
Blackrock Investments, LLCBroker
November 2017 - Present · 8 yrs 6 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Caroline Griffin - Financial Advisor | TrueAdvisor