BC
BC

Brandon Chhan

8 Years of Experience
Pasadena, CA
Broker

Brandon Chhan is a registered investment advisor at Cetera Investment Advisers LLC, based in Pasadena, CA, with 8 years of industry experience. Brandon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

155 North Lake Avenue, Suite 430, Pasadena, CA, 91101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brandon is a notary, spending minimal time on this activity. He also serves as a creative manager for a non-profit, dedicating minimal time to video production and editing.

Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2021 - Present · 4 yrs 10 mos
Cetera Investment Services LLCBroker
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Services LLC
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Foresters Financial Services, INC.Broker
December 2017 - June 2019 · 1 yr 6 mos
State Registrations13 states
AZCACOFLHIINKSKYNYORSCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brandon Chhan - Financial Advisor | TrueAdvisor