Antonio Caballero is a registered investment advisor, based in Pasadena, CA, with 8 years of industry experience.
Location
155 North Lake Avenue, Suite 430, Pasadena, CA, 91101
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Advisers LLC
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Foresters Advisory Services, LLC
March 2019 - June 2019 · 3 mos
Foresters Financial Services, INC.Broker
October 2017 - June 2019 · 1 yr 8 mos
State Registrations7 states
AZCAGAIDNVORTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.