Colin Smith is a registered investment advisor, based in Charlotte, NC, with 7 years of industry experience.
Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Vanguard Marketing CorporationBroker
July 2025 - Present · 1 yr 2 mos
Vanguard Advisers, INC.
July 2025 - Present · 1 yr 2 mos
Vanguard Marketing Corporation
July 2025 - Present · 1 yr 2 mos
Previous Registrations
Advice and Planning Services
April 2024 - May 2025 · 1 yr 1 mo
Tiaa-Cref Individual & Institutional Services, LLCBroker
April 2024 - May 2025 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2022 - April 2024 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2022 - April 2024 · 1 yr 7 mos
Bofa Securities, INC.Broker
February 2020 - September 2022 · 2 yrs 7 mos
Vanguard Marketing CorporationBroker
November 2017 - April 2019 · 1 yr 5 mos
State Registrations2 states
NCTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.