BS
BS

Benjamin Smitley

8 Years of Experience
Charlotte, NC
1 DisclosureBroker

Benjamin Smitley is a registered investment advisor at Wells Fargo Advisors, based in Charlotte, NC, with 8 years of industry experience. Benjamin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

550 S Tryon St 44th & 45th Fls, Charlotte, NC, 28202

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History

Regulatory History (1)
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Judgment / Lien
July 2018
Employment History
Current Registrations
Wells Fargo Advisors
October 2018 - Present · 8 yrs
Wells Fargo Clearing Services, LLCBroker
November 2017 - Present · 8 yrs 11 mos
State Registrations5 states
CADCNCTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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