Sean Dolan is a registered investment advisor, based in St. Louis, MO, with 7 years of industry experience.
Location
101 South Hanley Road, Suite 1350, St. Louis, MO, 63105
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Sean is involved with several entities affiliated with Steward Partners, including roles in investment advisory and support. He also works with Plaza Advisory Group as registered support staff since 2017.
Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs
Steward Partners Investment Advisory, LLC
June 2020 - Present · 5 yrs 11 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
June 2020 - May 2022 · 1 yr 11 mos
Royal Alliance Associates, INC.
July 2018 - June 2020 · 1 yr 11 mos
Royal Alliance Associates, INC.Broker
March 2018 - June 2020 · 2 yrs 3 mos
State Registrations25 states
ARAZCACOCTDCFLILKSMDMIMNMONCNJNVNYOHORPATXVAWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.