MW
CFP
MW
CFP

Michael Anthony Walters

7 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
406 clients
Average Client Portfolio
$565K average
Assets Under Management
$229.2M

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only
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Location

9311 San Pedro Avenue, Suite 600, San Antonio, TX, 78216-4459

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michael is a Wealth Advisor with SWBC Investment Company since July 2024. He is also a licensed insurance agent with Kellogg Insurance, spending a few hours per week educating clients on Medicare and related insurance options.

Employment History
Current Registrations
Swbc Investment Services, LLCBroker
November 2024 - Present · 1 yr 3 mos
Swbc Investment Company
July 2024 - Present · 1 yr 7 mos
Previous Registrations
Teamwork Financial Advisors, LLC
August 2019 - July 2024 · 4 yrs 11 mos
First Command Advisory Services
January 2019 - August 2019 · 7 mos
First Command Financial Planning, INC.Broker
August 2018 - August 2019 · 1 yr
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.