Samantha Brookes is a registered investment advisor at LPL Financial LLC, based in Alamosa, CO, with 6 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
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Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
603 3rd St., Alamosa, CO, 81101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Samantha operates Elk Mountain Financial LLC as a DBA for her LPL business since 2019, dedicating nearly full-time hours to it. She also has Brookes Financial LLC for tax/investment purposes, also dedicating nearly full-time hours to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
State Registrations15 states
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