Juan Santamaria is a registered investment advisor, based in Austin, TX, with 6 years of industry experience.
Location
Austin, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Kestra Investment Services, LLC
December 2024 - Present · 1 yr 5 mos
Kestra Advisory Services, LLC
December 2024 - Present · 1 yr 5 mos
Kestra Investment Services, LLCBroker
December 2024 - Present · 1 yr 5 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
March 2024 - October 2024 · 7 mos
J.P. Morgan Securities LLC
March 2024 - October 2024 · 7 mos
Citigroup Global Markets INC.
March 2022 - January 2023 · 10 mos
Citigroup Global Markets INC.Broker
March 2022 - January 2023 · 10 mos
J.P. Morgan Securities LLC
March 2021 - October 2021 · 7 mos
J.P. Morgan Securities LLCBroker
March 2021 - October 2021 · 7 mos
Charles Schwab & CO., INC.Broker
March 2019 - November 2020 · 1 yr 8 mos
TD Ameritrade, INC.Broker
November 2017 - March 2019 · 1 yr 4 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.