TK
TK

Troy Klunick

1 Year of Experience
Springfield, IL
Broker

Troy Klunick is a registered investment advisor at Cetera Investment Advisers LLC, based in Springfield, IL, with 1 years of industry experience. Troy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

227 S 7th St, Springfield, IL, 62701

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Troy is the treasurer for the Capital Area Sports Commission and a tax manager at Eck, Schafer & Punke, LLP, dedicating full-time hours to the latter. He also works as a referring financial advisor for ESP Wealth Management, LLC, spending minimal time on this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 10 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 10 mos
Previous Registrations
Avantax Advisory Services
November 2024 - September 2025 · 10 mos
Avantax Investment Services, INC.Broker
October 2024 - September 2025 · 11 mos
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.